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SEC: Brazilian Brothers Behind Heinz Insider Trading; Will Pay $5 Million To Settle Charges
2013-10-11 03:44:43| Food - Topix.net
The Securities and Exchange Commission announced that two Brazilian men will pay nearly $5 million to settle charges that they made nearly $2 million trading in advance of Warren Buffett's acquisition of H.J. Heinz Company.
SEC Rule Gives Design Firms Broad Exemption
2013-10-09 17:50:19| ENR.com: Headline News
Engineers prefer final municipal advisors rule to SECs 2010 proposal.
Heinz trades targeted by SEC unauthorized -Cayman Islands firm
2013-09-17 21:00:50| Food - Topix.net
A Cayman Islands entity at the center of a U.S. investigation into possible insider trading in ketchup maker H.J. Heinz Co said trades placed in its Swiss bank account were done by someone without permission.
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SEC talks on Nasdaq failure to focus on backing up system
2013-09-11 23:41:49| Automakers - Topix.net
Federal regulators and stock exchange executives are likely to focus on the stock quotes processor behind Nasdaq 's trading halt last month, but a quick resolution of system outages or market weak spots at the meeting on Thursday is unlikely.
SEC: Trader to settle insider-trading charges
2013-09-05 22:04:19| Food - Topix.net
U.S. regulators say a resident of Thailand has agreed to pay $5.2 million to settle civil charges of trading on inside knowledge of a proposed takeover bid for Smithfield Foods Inc. by a big Chinese company.
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