je.st
news
Tag: sec
Veeco: An LED Growth Story With SEC Overhang
2013-09-04 22:37:06| Semiconductors - Topix.net
Veeco Instruments designs and manufactures equipment to make light emitting diodes , solar panels and hard-disk drives.
SEC Requires Admission of Wrongdoing as Part of Settlement
2013-09-04 10:35:56| Agriculture - Topix.net
Reversing its longstanding policy, the Securities and Exchange Commission recently required hedge-fund adviser Philip Falcone and his firm Harbinger Capital Partners LLC to admit multiple acts of misconduct in order to settle two enforcement actions filed last year.
Exclusive: Nasdaq, NYSE at odds on outage cause as SEC seeks facts
2013-08-27 08:47:06| Automakers - Topix.net
U.S. regulators have asked Nasdaq OMX Group and NYSE Euronext to come up with a timeline of Thursday's three-hour trading disruption, but the rival exchange operators have been unable to agree on the details, according to several sources familiar with the situation on Monday.
Tags: sec
exclusive
facts
seeks
Former 'King of Biotech' settles with SEC
2013-08-23 06:15:19| Biotech - Topix.net
An investor formerly known as the "King of Biotech" has reached a settlement with the U.S. Securities and Exchange Commission over a market manipulation scheme, according to court documents filed on Thursday.
Falcone Agrees to SEC Securities Ban, Admits Wrongdoing
2013-08-19 23:58:40| Agriculture - Topix.net
Billionaire hedge-fund manager Philip Falcone agreed to be banned from the securities industry for at least five years and admitted wrongdoing to settle claims by the U.S. Securities and Exchange Commission.
Tags: sec
securities
ban
agrees
Sites : [32] [33] [34] [35] [36] [37] [38] [39] [40] [41] [42] [43] [44] [45] [46] [47] [48] [49] [50] [51] next »