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SEC freezes trader's assets amid Smithfield insider-trading probe

2013-06-06 23:35:51| Food - Topix.net

U.S. regulators have obtained a court order freezing the assets of a Thailand-based trader, saying he reaped $3.2 million in illegal profits after getting a tip ahead of the announcement that a Chinese meat company was buying Smithfield Foods Inc. The Securities and Exchange Commission said on Thursday that Badin Rungruangnavarat, 30, may have ... (more)

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SEC slaps Total with cease-and-desist order, $153M disgorgement payment for bribes to Iranian official

2013-06-01 19:30:15| Green Car Congress

Tags: total order official sec

 
 

SEC issues cease-and-desist order against split-cycle engine developer Scuderi Group for violations of Securities Act

2013-06-01 19:30:15| Green Car Congress

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NYSE asks SEC to reinstate volatility curbs

2013-06-01 03:55:25| Automakers - Topix.net

NYSE Euronext asked U.S. regulators on Friday to allow it to reintroduce rules to curb excessive trading volatility after several New York Stock Exchange-listed securities recently experienced sharp unintended drops.

Tags: sec asks nyse volatility

 

SEC fines Nasdaq $10M over Facebook IPO

2013-05-29 19:00:56| CNET News.com

Maybe Salesforce.com CEO Marc Benioff was right in saying that Facebook should have gone public on the New York Stock Exchange. [Read more]    

Tags: sec nasdaq fines ipo

 

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