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Tag: sec
SEC freezes trader's assets amid Smithfield insider-trading probe
2013-06-06 23:35:51| Food - Topix.net
U.S. regulators have obtained a court order freezing the assets of a Thailand-based trader, saying he reaped $3.2 million in illegal profits after getting a tip ahead of the announcement that a Chinese meat company was buying Smithfield Foods Inc. The Securities and Exchange Commission said on Thursday that Badin Rungruangnavarat, 30, may have ... (more)
Tags: sec
assets
probe
traders
SEC slaps Total with cease-and-desist order, $153M disgorgement payment for bribes to Iranian official
2013-06-01 19:30:15| Green Car Congress
Tags: total
order
official
sec
SEC issues cease-and-desist order against split-cycle engine developer Scuderi Group for violations of Securities Act
2013-06-01 19:30:15| Green Car Congress
NYSE asks SEC to reinstate volatility curbs
2013-06-01 03:55:25| Automakers - Topix.net
NYSE Euronext asked U.S. regulators on Friday to allow it to reintroduce rules to curb excessive trading volatility after several New York Stock Exchange-listed securities recently experienced sharp unintended drops.
Tags: sec
asks
nyse
volatility
SEC fines Nasdaq $10M over Facebook IPO
2013-05-29 19:00:56| CNET News.com
Maybe Salesforce.com CEO Marc Benioff was right in saying that Facebook should have gone public on the New York Stock Exchange. [Read more]
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