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Falcone, Harbinger settle SEC claims

2013-05-10 21:44:49| Agriculture - Topix.net

Billionaire hedge-fund manager Philip Falcone and his firm Harbinger Capital Partners have agreed to pay $18 million to settle fraud charges filed against them by the Securities and Exchange Commission.

Tags: sec claims settle harbinger

Harris: SEC investigating allegations of bribery by onetime Chinese unit

2013-05-07 20:26:04| Telecom - Topix.net

Investigators with the Securities and Exchange Commission and U.S. Department of Justice are looking into possible bribery activity by a Chinese health-care technology operation formerly owned by Harris Corp.

Tags: unit chinese sec harris

Argentina tells SEC it wants proof in bribery case

2013-04-23 21:12:33| Apparel - Topix.net

Argentina wants the U.S. Securities and Exchange Commission to name names and provide proof that Ralph Lauren Corp.

Tags: case sec argentina proof

Former Office Depot COO to pay SEC fine for insider trading charges

2013-04-23 05:28:57| Real Estate - Topix.net

Former Office Depot COO Mark Begelman has settled charges of insider trading with the Securities and Exchange Commission for $15,000. The Securities and Exchange Commission has charged former Office Depot COO Mark Begelman with insider trading, stating that he profited off confidential information from the upcoming acquisition of Bluegreen Corp.

Tags: office pay fine sec