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Ex-Morgan Keegan Fund Directors to Settle SEC Claims
2013-03-28 02:19:50| Apparel - Topix.net
Eight former Morgan Keegan & Co. mutual-fund directors agreed to settle U.S. regulatory claims that they allowed assets backed by subprime mortgages to be overvalued as the housing market collapsed in 2007.
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claims
fund
directors
INDIA: Anheuser-Busch InBev "cooperating" over SEC corruption probe
2013-03-26 15:39:00| Daily beverage news and comment - from just-drinks.com
Anheuser-Busch InBev has said it is cooperating with the US Securities and Exchange Commission (SEC) after the body launched an investigation into the brewer's India JV over possible violations of the Foreign Corrupt Practices Act.
Tags: india
sec
probe
corruption
SEC to Nasdaq, Pt. 2: Payments for Making Markets in ETFs OK
2013-03-25 17:45:02| Automakers - Topix.net
U.S. regulators approved Nasdaq Stock Market's request to allow the sponsors of some exchange-traded funds to offer payments to market makers.
SEC probe on Facebook pre-IPO sales ends in financier's arrest
2013-03-20 03:07:00| CNET News.com
Former gubernatorial candidate for Oregon Craig Berkman allegedly duped investors out of $8 million, saying he had access to the social network's shares before it went public. [Read more]
Cohen's SAC to pay $600 million in SEC insider trade settlement
2013-03-16 06:30:47| Biotech - Topix.net
Hedge fund titan Steven A. Cohen's firm, long the focus of a federal investigation into insider trading, is paying more than $600 million to U.S. securities regulators to settle allegations arising from improper trading in two stocks.
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