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BMS Paying $14.6M to Settle SEC Charges on Payments in China

2015-10-05 18:29:41| Biotech - Topix.net

Bristol-Myers Squibb will pay $14.6 million to settle charges from U.S. regulators that its joint venture in China gave cash and other benefits to government health care providers in exchange for drug sales. The Securities and Exchange Commission announced the settlement of civil charges Monday with the company, one of the largest drugmakers in the world.

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SEC charges Miller Energy in US for inflating value of Alaskan oil and gas assets

2015-08-10 01:00:00| Hydrocarbons Technology

US Securities and Exchange Commission (SEC) has charged Miller Energy Resources and its two executives for inflating the value of its oil and gas assets in company financial reports.

Tags: energy sec gas oil

 
 

SEC Filing: Duke Energy Expects to Settle Criminal Charges from Spill for $100M

2015-02-20 11:59:44| Energy - Topix.net

Duke Energy expects to pay $100 million to settle an ongoing federal criminal investigation that began after a massive coal ash spill at a North Carolina plant. The details are contained in an earnings report filed with the Securities and Exchange Commission.

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SEC Charges Company Executives With Issuing False Press Releases to Inflate Stock Price

2014-12-11 20:26:35| Electronics - Topix.net

The Securities and Exchange Commission recently charged two executives at a penny stock company with issuing false and misleading press releases while secretly selling thousands of their own stock shares into the market. The executives agreed to pay nearly $325,000 and accept officer-and-director bars to settle the SEC charges.

Tags: price company press stock

 

SEC Charges Company Executives With Issuing False Press Releases to Inflate Stock Price

2014-12-11 20:15:57| IT Services - Topix.net

The Securities and Exchange Commission recently charged two executives at a penny stock company with issuing false and misleading press releases while secretly selling thousands of their own stock shares into the market. The executives agreed to pay nearly $325,000 and accept officer-and-director bars to settle the SEC charges.

Tags: price company press stock

 

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