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Tag: sec charges
The SEC Charges 'Golfing Buddies' In Insider Trading Scheme
2014-07-11 21:08:26| Electronics - Topix.net
A group of golfing buddies were charged by the Securities and Exchange Commission in an alleged insider trading scheme that netted them more that $554,000 in illicit profits, the agency said in a release .
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SEC charges four in California with insider trading
2014-06-14 04:43:47| Telecom - Topix.net
The U.S. Securities and Exchange Commission on Friday charged four San Francisco-area men with insider trading in Ross Stores Inc stock options, and one of the four with insider trading in stock options of a company that was later bought by Oracle Corp. The alleged scheme resulted in more than $12.6 million of illegal profit and was centered on ... (more)
Tags: california
sec
charges
trading
SEC charges four in California with insider trading
2014-06-14 00:28:38| IT Services - Topix.net
The U.S. Securities and Exchange Commission on Friday charged four San Francisco-area men with insider trading in Ross Stores Inc stock options, and one of the four with insider trading in stock options of a company that was later bought by Oracle Corp. The alleged scheme resulted in more than $12.6 million of illegal profit and was centered on ... (more)
Tags: california
sec
charges
trading
SEC Settles Financial Fraud Charges With Issuer, CFO
2014-05-29 04:06:52| Jewelry - Topix.net
The Commission filed settled financial fraud charges against an issuer which discovered and remediated a series of accounting issues and the CFO who caused the books and records to be falsified, eventually resulting in a restatement.
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fraud
SEC charges Diamond Foods over nutty accounting
2014-01-10 03:16:19| Agriculture - Topix.net
The Securities and Exchange Commission said Thursday that the company and its former CEO have settled charges related to an allegedly fraudulent accounting scheme used to boost earnings results.
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accounting
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diamond