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U.S. SEC charges corporate insiders with disclosure violations

2014-09-11 19:04:13| Chemicals - Topix.net

U.S. regulators has charged 34 companies, corporate executives and major shareholders in a first-of-its-kind sweep into violations of federal laws that require insiders to disclose promptly their stock holdings and trades. The U.S. Securities and Exchange Commission said that the defendants included well-known companies such as Starwood Hotel & Resorts Worldwide Inc., Jones Lang LaSalle Inc., Royal Bank of Scotland and Sankaty Advisors L.L.C., a unit of the private equity firm Bain Capital.

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