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Tag: insider trading
Esco Technologies executive sells $550,000 worth of stock: insider trading for Feb. 10-17
2015-02-19 20:45:52| Footwear - Topix.net
The following purchases or sales of stock or exercises of options in St. Louis-based companies or in companies with local subsidiaries have been reported to the Securities and Exchange Commission by officers, directors and owners of more than 10 percent of the company's stock. They took place from Feb. 10-17.
Tags: feb
stock
executive
worth
Alleged California insider trading ring charged by SEC
2015-02-05 21:26:15| Electronics - Topix.net
Four people in an alleged California-based insider trading ring are being charged with generating $750,000 in illegal profits in advance of corporate news announcements. The Securities and Exchange Commission alleged that John Gray, a former Barclays Capital analyst, and Christian Keller, who worked in finance at Applied Materials Inc. and Rovi Corporation, traded on confidential information on Applied Materials' merger and ahead of negative news about Rovi.
Tags: california
sec
ring
trading
Alleged California insider trading ring charged by SEC
2015-02-05 21:07:17| Semiconductors - Topix.net
Four people in an alleged California-based insider trading ring are being charged with generating $750,000 in illegal profits in advance of corporate news announcements. The Securities and Exchange Commission alleged that John Gray, a former Barclays Capital analyst, and Christian Keller, who worked in finance at Applied Materials Inc. and Rovi Corporation, traded on confidential information on Applied Materials' merger and ahead of negative news about Rovi.
Tags: california
sec
ring
trading
Lowell attorney blasts feds for charging him with insider trading but not his golf buddies
2015-01-29 15:05:11| Electronics - Topix.net
A Lowell attorney and amateur golfer is aiming to evade insider trading-related criminal charges by arguing federal prosecutors have unfairly targeted him while sparing his golfing buddies who made similar trades on American Superconductor Corp. stock. Douglas Parigian contends the government is engaging in "selective prosecution" by charging him and Eric McPhail , a fellow golfer from Waltham, for allegedly trading on nonpublic information about Devens-based AMSC to rake in hundreds of thousands of dollars, but not the other members of their six-man golfing group.
Tags: his
golf
trading
attorney
Another Insider Trading Defeat Strikes At Government's Indomitable Aura
2014-12-11 10:57:07| IT Services - Topix.net
I write about the Supreme Court, the intersection between the legal and business worlds, and occasionally about politics. I graduated from the University of Michigan Business and Law schools and the Columbia University Graduate School of Journalism.
Tags: trading
insider
aura
governments
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