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Tag: fiduciary
Kenneth Petersen, Financial Planning: The problem with the fiduciary standard
2014-10-16 04:23:17| Footwear - Topix.net
Q In a recent column you wrote about the evolution of financial advisers, the relatively new breed of independent financial advisers, and how different advisers are paid. Some work only for fees, some work for commissions, and some work for both fees and commissions.
Tags: problem
standard
planning
financial
Fiduciary Duties in the Context of Dent v. Ramtron Int'l Corp.
2014-09-03 18:21:16| Electronics - Topix.net
The Delaware Court of Chancery recently addressed a number of claims commonly made in the "ubiquitous" stockholder litigation that follows announcement of a public merger or acquisition transaction.
Tags: context
corp
duties
dent
Fiduciary Duties in the Context of Dent v. Ramtron Int'l Corp.
2014-09-03 18:12:55| Semiconductors - Topix.net
The Delaware Court of Chancery recently addressed a number of claims commonly made in the "ubiquitous" stockholder litigation that follows announcement of a public merger or acquisition transaction.
Tags: context
corp
duties
dent
Once More Unto the Fiduciary Breach
2014-07-18 19:00:56| Industrial Machines - Topix.net
If you haven't been paying close attention to the administration of your company's 401 plan , the case of Tussey v.
401(k) fiduciary lawsuit raises questions on record keeping
2014-03-22 08:11:24| Industrial Machines - Topix.net
An appellate court's decision this week in a 401 fiduciary duty lawsuit is raising questions among legal experts in the retirement plan industry about float income and who it belongs to.
Tags: questions
record
keeping
raises