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Maxwell Receives Anticipated NASDAQ Notification Letter

2013-03-26 04:21:48| Semiconductors - Topix.net

Maxwell Technologies, Inc. announced today that it received on March 20, 2013 the anticipated notification letter from the Listing Qualifications Department of the NASDAQ Stock Market LLC advising the company that, due to its inability to file with the Securities and Exchange Commission its annual report on Form 10-K for its fiscal year ended ... (more)

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SEC to Nasdaq, Pt. 2: Payments for Making Markets in ETFs OK

2013-03-25 17:45:02| Automakers - Topix.net

U.S. regulators approved Nasdaq Stock Market's request to allow the sponsors of some exchange-traded funds to offer payments to market makers.

Tags: making ok sec markets

Nasdaq gets OK to pay out $62M for botched Facebook IPO

2013-03-25 15:42:20| CNET News.com

The Securities and Exchange Commission said the stock exchange operator can provide cash compensation to investors who lost money while attempting to trade Facebook shares during its IPO. [Read more]

Tags: pay nasdaq ipo facebook