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Tag: sec
SEC to investigate Hampton Creeks Mayo Buybacks
2016-08-22 01:00:00| Food Processing Technology
The US Securities and Exchange Commission (SEC) has launched an inquiry to determine whether San Francisco-based food company Hampton Creek has omitted that it has been purchasing its own vegan mayonnaise from stores, making it appear to be more succ
Tags: sec
mayo
investigate
hampton
SEC looks into Arora activities at Softbank - report
2016-07-04 09:23:00| Telecompaper Headlines
(Telecompaper) SoftBank is being investigated by the US Securities and Exchange Commission (US SEC) regulators over allegations about Nikesh Arora's activities before he resigned as president last week, Bloomberg reported, citing sources familiar with the matter. The SEC is looking into whether Arora had conflicts of interest or engaged in questionable behaviour as well as SoftBank's disclosures to investors, said the people, who asked not to be named because the matter isn't public. The opening of an SEC inquiry is typically a preliminary step and doesn't mean SoftBank or Arora, neither of whom have been accused of wrongdoing, will ever face an enforcement action.
Tags: report
activities
sec
softbank
SEC probes Softbank over Arora conduct
2016-07-04 02:00:00| Total Telecom industry news
Former COO investigated over alleged conflicts of interest, 'questionable' behaviour.
Tags: sec
conduct
probes
softbank
SEC Accuses Texas Oil Man Chris Faulkner Of Bilking Investors Out Of Millions
2016-06-27 04:30:00| Climate Ark Climate Change & Global Warming Newsfeed
Huffington Post: Texas oilman Chris Faulkner built a high-profile public persona, raised millions for his oil and gas ventures and courted politicians. But the SEC has alleged that behind the scenes, he cheated investors out of $80 million to fund a "debauched" jet-setting lifestyle. The U.S. Securities and Exchange Commission on Friday filed a lawsuit that alleges a stunning failure of corporate governance at Faulkner's Dallas-based Breitling Energy Corp and other companies he helped to create. Based upon...
Ericsson confirms US SEC anti-corruption probe
2016-06-17 10:49:00| Telecompaper Headlines
(Telecompaper) Swedish daily broadsheet newspaper Svenska Dagbladet (SvD) said Ericsson has confirmed its report the previous day that it is the subject of a US Securities Exchange Commission (SEC) investigation into alleged corruption. SvD had cited sources as saying Ericsson was being probed both by the SEC and the US Department of Justice, amongst other things into its dealings in China. The company now says it is cooperating with the US authorities in a probe under the Foreign Corruption Practices Act that began in March 2013.
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ericsson
probe
confirms
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