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Tag: sec
NY Real Estate Developer Charged With Ponzi-Like Scheme Settles With SEC
2020-11-11 21:40:00| National Real Estate Investor
Robert C. Morgan will pay about $66 million in relief for harmed investors, but no additional monetary relief, according to the Commission. Morgan faces separate charges in a civil suit brought by the Justice Department.
United States Oil Fund Faces Possible SEC Action
2020-08-19 22:30:00| OGI
The SEC is considering enforcement action against United States Oil Fund LP, the largest crude oil exchange-traded fund, due to statements made after oil prices plunged into negative territory.
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united states
SEC Probes Owner of Chicago Apartments After Bond Default
2020-02-25 16:41:00| National Real Estate Investor
The non-profit used municipal bonds to finance the acquisitions of thousands of low-income apartments in the Chicago area.
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sec
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chicago
Diageo pays US$5m to settle SEC sales-boosting charge
2020-02-20 17:50:00| Daily beverage news and comment - from just-drinks.com
Diageo has said it is "pleased" to have settled a charge from the US Securities and Exchange Commission that it hit performance targets by pressuring North American distributors to take extra stock.